SFC Licences of AN Zhi 安之

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 03 July 2017 19 February 2019
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 August 2013 19 February 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 August 2013 19 February 2019
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 18 March 2013 01 August 2013
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 18 March 2013 01 August 2013
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 18 March 2013 01 August 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 18 March 2013 01 August 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 18 March 2013 01 August 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 18 March 2013 01 August 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 18 March 2013 01 August 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 18 March 2013 01 August 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 18 March 2013 01 August 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 25 October 2012 18 March 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 11 October 2011 18 March 2013