SFC Licences of CHEN Ning 陳宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RO | 9 | 23 February 2022 | |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RE | 9 | 20 July 2021 | 23 February 2022 |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RO | 9 | 15 January 2021 | 20 July 2021 |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RO | 4 | 15 January 2021 | |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RO | 1 | 25 July 2017 | 01 January 2024 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 20 December 2011 | 25 July 2017 |