SFC Licences of TAM Yee Wa 譚綺華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 16 July 2019 | 07 February 2022 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 23 April 2019 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 23 April 2019 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 13 October 2011 | 25 March 2019 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 13 October 2011 | 25 March 2019 |