SFC Licences of TAM Yee Wa 譚綺華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 1 23 April 2019
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 23 April 2019
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 16 July 2019 07 February 2022
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 13 October 2011 25 March 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 13 October 2011 25 March 2019