SFC Licences of LI Yang 李洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1 | 20 November 2014 | 08 May 2016 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 6 | 22 April 2013 | 08 May 2016 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RE | 1, 6 | 13 October 2011 | 26 February 2013 |