SFC Licences of TSANG Hing Sum 曾慶琛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 21 February 2023
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 21 February 2023
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 21 February 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 11 September 2020 26 March 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 11 September 2020 26 March 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 06 October 2015 21 August 2020
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 06 October 2015 21 August 2020
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 31 December 2014 24 September 2015
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 25 September 2014 24 September 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 25 September 2014 24 September 2015
Rifa Futures Limited 日發期貨有限公司 RE 2 21 November 2012 23 May 2014
Rifa Securities Limited 日發證券有限公司 RE 1 21 November 2012 23 May 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 28 May 2012 02 November 2012
Public Securities Limited 大眾証券有限公司 RE 1 13 October 2011 14 April 2012