SFC Licences of CHU Tat Man 朱達文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Interarch Asset Management Limited 凱中資產管理有限公司 RO 9 29 December 2023
Interarch Asset Management Limited 凱中資產管理有限公司 RO 4 29 December 2023
Interarch Asset Management Limited 凱中資產管理有限公司 RO 1 29 December 2023
Interarch Asset Management Limited 凱中資產管理有限公司 RE 9 16 November 2023 29 December 2023
Interarch Asset Management Limited 凱中資產管理有限公司 RE 4 16 November 2023 29 December 2023
Interarch Asset Management Limited 凱中資產管理有限公司 RE 1 16 November 2023 29 December 2023
Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 RO 9 23 March 2023 01 September 2023
Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 RO 1 07 December 2021 01 September 2023
Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 RO 4 19 March 2021 01 September 2023
Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 RE 1 19 March 2021 07 December 2021
Kinlou Wealth Management Limited 乾璐財富管理有限公司 RO 9 02 August 2019 05 May 2020
Kinlou Wealth Management Limited 乾璐財富管理有限公司 RO 4 02 August 2019 05 May 2020
NTF Asset Management Limited RO 9 03 August 2018 22 October 2018
NTF Asset Management Limited RE 9 31 May 2017 03 August 2018
Schonfeld Strategic Advisors (Hong Kong) Limited RE 9 19 October 2016 06 January 2017
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 RE 9 23 August 2013 23 November 2015
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 RE 4 23 August 2013 23 November 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 10 October 2011 17 October 2012
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 10 October 2011 17 October 2012
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 10 October 2011 17 October 2012