SFC Licences of LI Pan 李攀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 6 | 28 December 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 28 December 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 05 October 2021 | 28 December 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 05 October 2021 | 28 December 2021 |
| ABCI Capital Limited 農銀國際融資有限公司 | RO | 6 | 28 October 2019 | 10 September 2021 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 18 March 2019 | 10 September 2021 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 08 March 2019 | 28 October 2019 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 14 October 2011 | 20 February 2019 |