SFC Licences of LAM Yee Kit 林以傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 RE 9 28 July 2023
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 RE 5 07 July 2023
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 RE 4 07 July 2023
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 RE 1 07 July 2023
Regan International Asset Management Limited 雷根國際資産管理有限公司 RE 9 29 September 2021 22 September 2022
Regan International Asset Management Limited 雷根國際資産管理有限公司 RE 4 07 September 2021 22 September 2022
HGNH International Securities Co., Limited 橫華國際証券有限公司 RE 4 27 July 2017 29 May 2021
PC Securities Limited 寶鉅證券有限公司 RE 1 03 August 2015 13 March 2017
PC Securities Limited 寶鉅證券有限公司 RE 1 18 May 2015 24 July 2015
Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 RE 9 09 December 2014 14 April 2015
Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 RE 4 09 December 2014 14 April 2015
CNI Securities Group Limited 中國北方證券集團有限公司 RE 2 08 November 2011 16 March 2012
CNI Securities Group Limited 中國北方證券集團有限公司 RE 1 08 November 2011 16 March 2012