SFC Licences of HIRATA Shingo

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 4 13 September 2019
UBS Securities Asia Limited RE 4 20 June 2019 26 June 2019
UBS Securities Asia Limited RE 4 06 December 2018 11 December 2018
UBS Securities Asia Limited RE 4 05 October 2018 11 October 2018
UBS Securities Asia Limited RE 4 07 December 2017 12 December 2017
UBS Securities Asia Limited RE 4 23 June 2017 27 June 2017
UBS Securities Asia Limited RE 4 05 June 2017 10 June 2017
UBS Securities Asia Limited RE 4 17 November 2016 23 November 2016
UBS Securities Asia Limited RE 4 17 October 2011 06 May 2016