SFC Licences of HIRATA Shingo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 13 September 2019 | |
UBS Securities Asia Limited | RE | 4 | 20 June 2019 | 26 June 2019 |
UBS Securities Asia Limited | RE | 4 | 06 December 2018 | 11 December 2018 |
UBS Securities Asia Limited | RE | 4 | 05 October 2018 | 11 October 2018 |
UBS Securities Asia Limited | RE | 4 | 07 December 2017 | 12 December 2017 |
UBS Securities Asia Limited | RE | 4 | 23 June 2017 | 27 June 2017 |
UBS Securities Asia Limited | RE | 4 | 05 June 2017 | 10 June 2017 |
UBS Securities Asia Limited | RE | 4 | 17 November 2016 | 23 November 2016 |
UBS Securities Asia Limited | RE | 4 | 17 October 2011 | 06 May 2016 |