SFC Licences of LAU Kwun Shing 劉冠成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 | RE | 2 | 28 September 2018 | |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 | RE | 1 | 28 September 2018 | |
| CIF Global Markets (HK) Limited 混沌天成國際金融有限公司 | RE | 3 | 25 October 2017 | 30 March 2020 |
| Chaos International Financial Limited 混沌天成國際有限公司 | RE | 2 | 13 April 2017 | 13 March 2019 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 | RE | 1 | 26 May 2016 | 04 April 2017 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 | RE | 2 | 15 June 2015 | 04 April 2017 |
| KOG Forex Limited 國之匯有限公司 | RE | 3 | 02 October 2013 | 20 May 2015 |
| China Glory Securities Company Limited 華彩證券有限公司 | RE | 2 | 02 October 2013 | 15 October 2014 |
| China Glory Securities Company Limited 華彩證券有限公司 | RE | 1 | 02 October 2013 | 15 October 2014 |
| Nerico Brothers Limited | RE | 1 | 14 October 2011 | 04 July 2012 |