SFC Licences of LAU Ka Yan 劉家欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 13 October 2011 | 22 November 2013 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 13 October 2011 | 22 November 2013 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 13 October 2011 | 22 November 2013 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 13 October 2011 | 22 November 2013 |