SFC Licences of YAM Chak Sun 任澤新

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	6	22 May 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	4	22 May 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	1	22 May 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	6	27 March 2023	22 May 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	1	27 March 2023	22 May 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	08 July 2022	27 October 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	6	11 June 2021	27 October 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	29 March 2021	11 June 2021
Fosun International Securities Limited 復星國際證券有限公司	RO	6	10 March 2020	08 March 2021
Fosun International Securities Limited 復星國際證券有限公司	RO	1	10 March 2020	08 March 2021
Fosun International Securities Limited 復星國際證券有限公司	RE	4	21 August 2019	08 March 2021
Fosun International Securities Limited 復星國際證券有限公司	RE	6	21 August 2019	10 March 2020
Fosun International Securities Limited 復星國際證券有限公司	RE	1	21 August 2019	10 March 2020
CCB International Capital Limited 建銀國際金融有限公司	RE	6	03 April 2017	01 August 2019
CCB International Capital Limited 建銀國際金融有限公司	RE	4	03 April 2017	01 August 2019
CCB International Capital Limited 建銀國際金融有限公司	RE	1	03 April 2017	01 August 2019
Alliance Capital Partners Limited 同人融資有限公司	RE	6	18 November 2016	10 March 2017
Lego Corporate Finance Limited 力高企業融資有限公司	RE	6	08 June 2016	19 June 2016
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	6	24 October 2014	13 May 2016
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	1	24 October 2014	13 May 2016
Yu Ming Investment Management Limited 禹銘投資管理有限公司	RE	9	10 November 2011	31 July 2014
Yu Ming Investment Management Limited 禹銘投資管理有限公司	RE	6	10 November 2011	31 July 2014
Yu Ming Investment Management Limited 禹銘投資管理有限公司	RE	4	10 November 2011	31 July 2014
Yu Ming Investment Management Limited 禹銘投資管理有限公司	RE	1	10 November 2011	31 July 2014