SFC Licences of NG Lu Yan 吳露恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
OCI Asset Management Company Limited 東建資產管理有限公司	RO	1	28 July 2021	20 January 2023
OCI Asset Management Company Limited 東建資產管理有限公司	RO	9	08 January 2020	20 January 2023
OCI Asset Management Company Limited 東建資產管理有限公司	RO	4	08 January 2020	20 January 2023
OCI Asset Management Company Limited 東建資產管理有限公司	RE	9	27 December 2019	08 January 2020
OCI Asset Management Company Limited 東建資產管理有限公司	RE	4	27 December 2019	08 January 2020
Space Asset Management Limited 恆宇資產管理有限公司	RO	9	02 April 2019	10 December 2019
Space Asset Management Limited 恆宇資產管理有限公司	RO	4	02 April 2019	10 December 2019
Space Securities Limited 恆宇證券有限公司	RO	1	13 August 2018	10 December 2019
Space Securities Limited 恆宇證券有限公司	RE	1	29 June 2018	13 August 2018
Cupola Capital Limited	RO	9	05 September 2016	01 August 2017
Cupola Capital Limited	RO	4	22 April 2016	01 August 2017
Cupola Capital Limited	RE	9	03 March 2016	05 September 2016
Cupola Capital Limited	RE	4	03 March 2016	22 April 2016
Apollo Asset Management Limited 太陽神資產管理有限公司	RE	4	30 December 2015	12 February 2016
Apollo Asset Management Limited 太陽神資產管理有限公司	RE	9	11 August 2015	12 February 2016
Formax Asset Management Limited 福億資產管理有限公司	RE	9	27 June 2014	02 August 2015
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司	RE	9	07 September 2012	15 June 2014
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司	RE	4	07 September 2012	15 June 2014
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司	RE	1	07 September 2012	15 June 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	07 November 2011	11 July 2012