SFC Licences of LAW Lai King 羅麗琼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 06 November 2017 | 08 April 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 06 November 2017 | 08 April 2022 |
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 15 September 2017 | 18 October 2017 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 04 September 2015 | 05 September 2017 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 04 September 2015 | 05 September 2017 |
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 2 | 20 February 2014 | 07 June 2015 |
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 20 February 2014 | 07 June 2015 |
Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 01 March 2013 | 04 February 2014 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 31 December 2012 | 04 February 2014 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 26 October 2011 | 10 November 2012 |