SFC Licences of LAW Lai King 羅麗琼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 06 November 2017 08 April 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 06 November 2017 08 April 2022
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 15 September 2017 18 October 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 04 September 2015 05 September 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 04 September 2015 05 September 2017
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 20 February 2014 07 June 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 20 February 2014 07 June 2015
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 01 March 2013 04 February 2014
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 31 December 2012 04 February 2014
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 26 October 2011 10 November 2012