SFC Licences of GE Wenjie 葛文杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSZ (Hong Kong) Limited | RO | 9 | 31 October 2022 | |
| HSZ (Hong Kong) Limited | RO | 4 | 31 October 2022 | |
| HSZ (Hong Kong) Limited | RO | 1 | 31 October 2022 | |
| HSZ (Hong Kong) Limited | RE | 9 | 07 March 2022 | 31 October 2022 |
| HSZ (Hong Kong) Limited | RE | 4 | 07 March 2022 | 31 October 2022 |
| HSZ (Hong Kong) Limited | RE | 1 | 07 March 2022 | 31 October 2022 |
| Capital International, Inc. | RE | 9 | 03 October 2017 | 09 April 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 November 2011 | 29 April 2013 |