SFC Licences of TOJO Tatsuya
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 03 September 2019 | 29 September 2020 |
| UBS Securities Asia Limited | RE | 4 | 15 May 2013 | 08 January 2014 |
| UBS Securities Asia Limited | RE | 4 | 31 October 2011 | 25 February 2013 |