SFC Licences of SUEN Chi Yeung, Toby 孫智洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 29 June 2018 | |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 28 May 2018 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 28 May 2018 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 14 March 2018 | 27 April 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 14 March 2018 | 27 April 2018 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 23 June 2014 | 01 March 2018 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 09 July 2013 | 01 March 2018 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 09 July 2013 | 01 March 2018 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 25 October 2011 | 21 May 2012 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 25 October 2011 | 21 May 2012 |