SFC Licences of KUO Shao Yu 郭韶瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RE | 9 | 19 January 2024 | |
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RE | 4 | 19 January 2024 | |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 02 January 2013 | 21 January 2022 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 02 January 2013 | 21 January 2022 |
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 02 January 2013 | 31 December 2021 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 9 | 24 October 2011 | 21 January 2022 |