SFC Licences of ZHANG Zhihai 張志海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | |
UBS Securities Hong Kong Limited | RE | 6 | 02 December 2015 | 18 December 2016 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 26 October 2011 | 02 October 2015 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 26 October 2011 | 02 October 2015 |