SFC Licences of CHEN Yanqi 陳艷琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 30 April 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 30 April 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 30 April 2021
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 RE 9 15 January 2018 30 April 2018
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 RE 4 15 January 2018 30 April 2018
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 RE 1 15 January 2018 30 April 2018
Smart Grandly Asset Management Limited 冠力資產管理有限公司 RE 9 21 August 2015 31 July 2017
Smart Grandly Asset Management Limited 冠力資產管理有限公司 RE 4 21 August 2015 31 July 2017
Grandly Financial Services Limited 冠力金融服務有限公司 RE 1 21 August 2015 31 July 2017
Grandly Financial Services Limited 冠力金融服務有限公司 RE 2 21 April 2015 31 July 2017
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RE 9 28 March 2014 16 January 2015
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RE 4 28 March 2014 16 January 2015
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 28 March 2014 16 January 2015
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RE 1 10 July 2013 15 March 2014
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 28 February 2012 11 April 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 24 October 2011 11 April 2013
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 24 October 2011 11 April 2013