SFC Licences of YAN Xiayun 嚴霞云
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 25 June 2015 | 29 September 2023 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 25 June 2015 | 29 September 2023 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 07 March 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 October 2011 | 07 March 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 28 October 2011 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 28 October 2011 | 31 August 2013 |