SFC Licences of SUGIMOTO Koichi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 14 March 2018 | 15 June 2020 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 27 October 2011 | 24 October 2013 |