SFC Licences of QIU Lin 邱琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pinnacle Investment Management Limited 覽眾投資管理有限公司 | RE | 9 | 22 November 2022 | 31 January 2024 |
Pinnacle Investment Management Limited 覽眾投資管理有限公司 | RE | 4 | 22 November 2022 | 31 January 2024 |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 9 | 19 November 2020 | 07 August 2022 |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 1 | 19 November 2020 | 07 August 2022 |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 4 | 10 September 2020 | 07 August 2022 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 03 October 2013 | 01 September 2020 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 03 February 2012 | 16 September 2013 |