SFC Licences of CHUI Tak Kei 徐德基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
S&P Global Ratings Hong Kong Limited | RE | 10 | 23 August 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 20 June 2016 | 19 September 2019 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 11 August 2014 | 09 June 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 18 November 2013 | 30 July 2014 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 28 October 2011 | 03 February 2012 |