SFC Licences of NAVLAKHA Nilesh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 4 | 08 November 2021 | |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 1 | 08 November 2021 | |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 05 July 2021 | 08 November 2021 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 05 July 2021 | 08 November 2021 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 7 | 02 December 2015 | 20 January 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 4 | 02 December 2015 | 20 January 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 02 December 2015 | 20 January 2019 |