SFC Licences of LAM Chi Lam 林智霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KCG Fund Management Limited 寶通基金管理有限公司 RO 9 13 April 2022
KCG Fund Management Limited 寶通基金管理有限公司 RO 4 13 April 2022
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 9 13 April 2022
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 4 13 April 2022
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 1 13 April 2022
KCG Fund Management Limited 寶通基金管理有限公司 RE 4 15 February 2022 13 April 2022
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 4 15 February 2022 13 April 2022
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 1 15 February 2022 13 April 2022
Ninth Eternity Securities Asia Limited 九久證券亞洲有限公司 RO 4 16 October 2020 16 December 2021
Ninth Eternity Securities Asia Limited 九久證券亞洲有限公司 RO 1 16 October 2020 16 December 2021
Grand China Securities Limited 華業證券有限公司 RO 1 29 June 2018 29 May 2020
Wealthy Global Financial Asset Management Limited 環匯金融資產管理有限公司 RO 4 17 October 2017 30 April 2018
Wealthy Global Financial Asset Management Limited 環匯金融資產管理有限公司 RE 9 17 October 2017 30 April 2018
Midland Wealth Management Limited 美聯資產管理有限公司 RO 4 18 April 2016 19 September 2017
Midland Wealth Management Limited 美聯資產管理有限公司 RO 1 18 April 2016 19 September 2017
Midland Wealth Management Limited 美聯資產管理有限公司 RE 4 30 May 2013 18 April 2016
Midland Wealth Management Limited 美聯資產管理有限公司 RE 1 30 May 2013 18 April 2016
Centaline Wealth Management Limited 中原資產管理有限公司 RE 1 24 November 2011 16 March 2013
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 24 November 2011 16 March 2013