SFC Licences of PUN Hei Wai 潘熙威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 02 November 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 02 November 2021 | |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 9 | 15 September 2014 | 17 September 2015 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 15 September 2014 | 17 September 2015 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 15 September 2014 | 17 September 2015 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 9 | 24 March 2014 | 11 July 2014 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 24 November 2011 | 11 July 2014 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 24 November 2011 | 11 July 2014 |