SFC Licences of BAI Xiaopu 白效溥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 23 November 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 23 November 2020 | |
HFZ Capital Management Limited | RE | 9 | 27 July 2015 | 31 May 2020 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 28 April 2014 | 24 July 2015 |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 19 July 2012 | 24 July 2015 |
China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 | RE | 2 | 05 December 2011 | 09 July 2012 |