SFC Licences of XIA Tian 夏天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 14 September 2018 | 08 May 2020 |
UBS Securities Asia Limited | RE | 4 | 24 October 2012 | 02 June 2018 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 04 November 2011 | 11 June 2012 |