SFC Licences of KWOK Man Sin 郭文倩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nuveen Hong Kong Limited | RE | 4 | 27 July 2021 | |
Nuveen Hong Kong Limited | RE | 1 | 27 July 2021 | |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 28 November 2012 | 23 April 2021 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 28 November 2012 | 23 April 2021 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 28 November 2012 | 31 August 2015 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 28 November 2012 | 31 December 2014 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 09 November 2011 | 31 December 2014 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 09 November 2011 | 31 December 2014 |