SFC Licences of LAU Yan Ning 劉欣寧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 1 08 November 2011 05 March 2012
Merrill Lynch (Asia Pacific) Limited RE 4 08 November 2011 05 March 2012