SFC Licences of WU Tzu Kuan 吳姿觀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Ease Investment Limited 中國益祥資產管理有限公司	RO	9	17 October 2022
China Ease Investment Limited 中國益祥資產管理有限公司	RO	4	17 October 2022
Total Invest Group Asset Management (Hong Kong) Limited 加百利投資管理(香港)有限公司	RO	9	30 August 2019	30 November 2020
Total Invest Group Asset Management (Hong Kong) Limited 加百利投資管理(香港)有限公司	RO	4	30 August 2019	30 November 2020
Total Invest Group Asset Management (Hong Kong) Limited 加百利投資管理(香港)有限公司	RE	9	01 August 2019	30 August 2019
Total Invest Group Asset Management (Hong Kong) Limited 加百利投資管理(香港)有限公司	RE	4	01 August 2019	30 August 2019
Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司	RO	9	13 March 2017	03 June 2019
Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司	RO	4	13 March 2017	03 June 2019
Open Securities Limited 開盤證券有限公司	RE	2	22 February 2016	31 January 2017
Open Securities Limited 開盤證券有限公司	RO	4	13 August 2015	31 January 2017
Open Asset Management Limited 開盤資産管理有限公司	RO	9	13 August 2015	31 January 2017
Open Asset Management Limited 開盤資産管理有限公司	RO	4	13 August 2015	31 January 2017
Open Asset Management Limited 開盤資産管理有限公司	RE	9	25 March 2013	13 August 2015
Open Securities Limited 開盤證券有限公司	RE	4	20 February 2012	13 August 2015
Open Asset Management Limited 開盤資産管理有限公司	RE	4	20 February 2012	13 August 2015
Open Securities Limited 開盤證券有限公司	RE	1	09 November 2011	31 January 2017