SFC Licences of YIU Fai 姚輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 24 February 2022 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 24 February 2022 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 24 February 2022 | |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 | RO | 1 | 17 August 2021 | 25 November 2021 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 | RE | 4 | 17 August 2021 | 25 November 2021 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 | RE | 1 | 16 July 2021 | 17 August 2021 |
| Zhanlin Securities Limited 展麟證券有限公司 | RE | 1 | 11 September 2020 | 21 April 2021 |
| Koala Securities Limited 樹熊證券有限公司 | RO | 1 | 15 August 2019 | 30 September 2019 |
| Koala Securities Limited 樹熊證券有限公司 | RE | 1 | 20 May 2019 | 15 August 2019 |
| Alpha Financial Group Limited 首盛資本集團有限公司 | RO | 1 | 08 June 2017 | 31 March 2019 |
| Alpha Financial Group Limited 首盛資本集團有限公司 | RE | 1 | 17 November 2011 | 08 June 2017 |