SFC Licences of SHAO Wenmian 邵文勉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 12 May 2014 | 13 August 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 November 2011 | 13 August 2014 |