SFC Licences of LEE Wing Yu 李穎妤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
South China Capital Limited 南華融資有限公司 RO 6 02 July 2020
South China Securities Limited 南華證券投資有限公司 RO 1 02 July 2020
South China Capital Limited 南華融資有限公司 RE 6 28 May 2020 02 July 2020
South China Securities Limited 南華證券投資有限公司 RE 1 28 May 2020 02 July 2020
China Sunrise Capital Limited 華升資本有限公司 RO 6 03 September 2019 08 March 2020
China Sunrise Capital Limited 華升資本有限公司 RO 1 03 September 2019 08 March 2020
China Sunrise Capital Limited 華升資本有限公司 RE 6 25 June 2019 03 September 2019
China Sunrise Capital Limited 華升資本有限公司 RE 1 25 June 2019 03 September 2019
First Prosperous Capital Company Limited 瀚盛資本有限公司 RO 1 24 January 2018 20 March 2019
First Prosperous Capital Company Limited 瀚盛資本有限公司 RO 6 06 September 2017 20 March 2019
First Prosperous Capital Company Limited 瀚盛資本有限公司 RE 1 15 August 2017 24 January 2018
First Prosperous Capital Company Limited 瀚盛資本有限公司 RE 6 15 August 2017 06 September 2017
Sinofortune Financial Capital Limited 華億金融融資有限公司 RO 6 15 February 2016 31 July 2017
Sinofortune Financial Capital Limited 華億金融融資有限公司 RE 6 21 March 2012 15 February 2016
Sinofortune Securities Limited 華億證券有限公司 RE 1 05 December 2011 31 July 2017