SFC Licences of CHU Sheung Lun 朱上倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 15 October 2018 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 15 October 2018 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 20 September 2016 | 05 October 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 20 September 2016 | 05 October 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 29 May 2012 | 07 September 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 19 April 2012 | 07 September 2016 |
| Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 09 November 2011 | 30 March 2012 |