SFC Licences of CHU Sheung Lun 朱上倫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 15 October 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 15 October 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 20 September 2016 05 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 20 September 2016 05 October 2018
BOCI Securities Limited 中銀國際證券有限公司
RE 2 29 May 2012 07 September 2016
BOCI Securities Limited 中銀國際證券有限公司
RE 1 19 April 2012 07 September 2016
Platinum Broking Company Limited 百德能經紀有限公司
RE 1 09 November 2011 30 March 2012