SFC Licences of WONG Hoi Cheung 黃海祥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 7 08 March 2022
UBS Securities Hong Kong Limited RE 2 08 March 2022
UBS Securities Hong Kong Limited RE 1 08 March 2022
UBS Securities Asia Limited RE 2 08 March 2022
UBS Securities Asia Limited RE 1 08 March 2022
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 24 March 2015 04 February 2022
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 10 November 2011 04 February 2022
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 10 November 2011 04 February 2022
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 10 November 2011 04 February 2022