SFC Licences of LOK Ka Fai 駱嘉暉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 RO 6 24 June 2021
Goldlink Securities Limited 金聯證券有限公司 RO 1 24 June 2021
Fortune Financial Capital Limited 富強金融資本有限公司 RO 6 16 April 2020 13 January 2021
Fortune (HK) Securities Limited 富強證券有限公司 RO 1 13 December 2018 13 January 2021
Fortune Financial Capital Limited 富強金融資本有限公司 RE 6 10 October 2018 16 April 2020
Fortune (HK) Securities Limited 富強證券有限公司 RE 1 10 October 2018 13 December 2018
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RE 6 25 April 2018 19 September 2018
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 25 April 2018 19 September 2018
Shang International Finance Limited 尚融國際金融有限公司 RE 6 12 March 2018 03 April 2018
Shang International Finance Limited 尚融國際金融有限公司 RE 1 12 March 2018 03 April 2018
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 1 12 December 2017 08 February 2018
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RE 6 23 October 2014 08 February 2018
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 15 May 2014 12 December 2017
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 15 May 2014 23 October 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 13 December 2011 05 January 2013