SFC Licences of KERNEIS Antoine Marie Erwan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | RE | 9 | 02 January 2018 | 20 May 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 9 | 09 November 2016 | 31 December 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 18 November 2014 | 06 November 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 November 2014 | 06 November 2017 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 18 November 2014 | 28 October 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 14 December 2011 | 02 August 2014 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 14 December 2011 | 02 August 2014 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 14 December 2011 | 02 August 2014 |