SFC Licences of YU Yi 于一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 27 October 2017 | |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 05 July 2013 | 16 May 2015 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 05 July 2013 | 16 May 2015 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 21 November 2011 | 01 June 2013 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 21 November 2011 | 01 June 2013 |