SFC Licences of MOK Ka Yu 莫家裕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 26 October 2018 | 26 March 2020 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 26 October 2018 | 26 March 2020 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 02 August 2016 | 11 October 2018 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 02 August 2016 | 11 October 2018 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 21 March 2016 | 21 June 2016 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 23 February 2016 | 21 June 2016 |
| Nerico Brothers Limited | RE | 2 | 16 February 2015 | 12 February 2016 |
| Nerico Brothers Limited | RE | 1 | 05 December 2011 | 05 September 2013 |