SFC Licences of CHEN Chun-Ning 陳鈞寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 24 November 2022 | 17 April 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 13 June 2014 | 30 April 2019 |
UBS Securities Asia Limited | RE | 4 | 25 November 2011 | 15 March 2014 |