SFC Licences of SU Keng-Hsien 蘇耿賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 12 July 2013 13 July 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 12 July 2013 13 July 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 12 July 2013 13 July 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 12 July 2013 13 July 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 12 July 2013 13 July 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 12 July 2013 13 July 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 12 July 2013 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 12 July 2013 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 12 July 2013 09 December 2020
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 1 06 February 2012 15 June 2013
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 9 25 November 2011 15 June 2013
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 4 25 November 2011 15 June 2013