SFC Licences of NG Kelvin Pak Tao 吳栢濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OSL Digital Securities Limited OSL數字證券有限公司 RE 7 02 June 2022 30 June 2022
OSL Digital Securities Limited OSL數字證券有限公司 RE 1 02 June 2022 30 June 2022
Mason Investment Management Limited 茂宸投資管理有限公司 RE 9 30 August 2021 08 September 2021
Mason Futures Limited 茂宸期貨有限公司 RE 5 30 August 2021 08 September 2021
Mason Futures Limited 茂宸期貨有限公司 RE 2 30 August 2021 08 September 2021
Mason Securities Limited 茂宸證券有限公司 RE 9 30 August 2021 08 September 2021
Mason Investment Management Limited 茂宸投資管理有限公司 RO 1 21 June 2021 08 September 2021
Mason Securities Limited 茂宸證券有限公司 RO 1 21 June 2021 08 September 2021
Mason Investment Management Limited 茂宸投資管理有限公司 RE 4 29 January 2021 08 September 2021
Mason Securities Limited 茂宸證券有限公司 RE 4 29 January 2021 08 September 2021
Mason Investment Management Limited 茂宸投資管理有限公司 RE 1 29 January 2021 21 June 2021
Mason Securities Limited 茂宸證券有限公司 RE 1 29 January 2021 21 June 2021
SPDB International Securities Limited 浦銀國際證券有限公司 RE 1 24 March 2020 24 March 2020
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 11 September 2017 24 March 2020
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 4 25 February 2016 06 August 2017
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 25 February 2016 06 August 2017
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 2 01 December 2011 14 May 2012
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 01 December 2011 14 May 2012