SFC Licences of SUN Yung-Lun 孫雍倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 18 October 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 18 October 2021 | |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 11 July 2013 | 28 September 2021 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 11 July 2013 | 28 September 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 October 2012 | 12 June 2013 |
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 22 November 2011 | 07 January 2013 |