SFC Licences of YUAN Zijia 袁子甲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pinnacle Investment Management Limited 覽眾投資管理有限公司 RO 9 14 December 2020
Tongfang Securities Limited 同方證券有限公司 RE 9 10 March 2016 11 December 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 18 June 2015 17 December 2015
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 18 June 2015 17 December 2015
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 18 June 2015 17 December 2015
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 18 June 2015 17 December 2015
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 18 June 2015 17 December 2015
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 18 June 2015 17 December 2015
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 18 June 2015 17 December 2015
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 18 June 2015 17 December 2015
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RE 9 08 October 2014 13 April 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 28 November 2011 24 September 2014