SFC Licences of LEE Seung Yup
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 31 August 2018 | 05 September 2018 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 31 August 2018 | 05 September 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 29 November 2011 | 26 March 2015 |