SFC Licences of XU Tianjie 許天杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 21 June 2021 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 18 May 2021 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 16 January 2019 | 16 April 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 January 2019 | 16 April 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 January 2019 | 16 April 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 11 November 2013 | 26 October 2018 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 11 November 2013 | 26 October 2018 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 28 November 2011 | 13 September 2013 |