SFC Licences of KWOK Shun Hei, Simon 郭信熙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Delta Asia Securities Limited 滙業證券有限公司 RE 1 15 June 2017 01 June 2022
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 22 January 2016 01 June 2022
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 9 18 November 2015 01 June 2022
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 4 18 November 2015 01 June 2022
Delta Asia Securities Limited 滙業證券有限公司 RE 4 02 December 2011 18 November 2015