SFC Licences of KWOK Shun Hei, Simon 郭信熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 15 June 2017 | 01 June 2022 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 22 January 2016 | 01 June 2022 |
Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 18 November 2015 | 01 June 2022 |
Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 4 | 18 November 2015 | 01 June 2022 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 02 December 2011 | 18 November 2015 |