SFC Licences of POON Kwai Kwong 潘桂光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 | RE | 9 | 06 January 2023 | |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 28 August 2018 | |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 27 July 2017 | |
iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 1 | 03 November 2016 | 09 July 2017 |
iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 | RE | 1 | 03 November 2016 | 09 July 2017 |
iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 | RE | 1 | 03 November 2016 | 09 July 2017 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 22 August 2014 | 21 October 2016 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 22 August 2014 | 21 October 2016 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 22 August 2014 | 21 October 2016 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 05 December 2011 | 09 August 2014 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 05 December 2011 | 09 August 2014 |