SFC Licences of POON Kwai Kwong 潘桂光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 RE 9 06 January 2023
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 28 August 2018
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 27 July 2017
iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 RE 1 03 November 2016 09 July 2017
iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 RE 1 03 November 2016 09 July 2017
iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 RE 1 03 November 2016 09 July 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 22 August 2014 21 October 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 22 August 2014 21 October 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 22 August 2014 21 October 2016
Huarong International Securities Limited 華融國際證券有限公司 RE 1 05 December 2011 09 August 2014
Huarong International Securities Limited 華融國際證券有限公司 RE 2 05 December 2011 09 August 2014